Verdict Without the Rule: Diagnosing and Auditing Regulatory Rule Sensitivity in LLM Compliance Systems
arXiv 人工智能预印本(Atom) · 2026-10-09 00:59 发布 · 2026-10-10 13:32 采集 · Pratinav Seth
基本信息
原始数据层(AI 与用户都不会覆盖这些字段)
❔ 待判断
政府/政策
AI
状态:已分析
综合价值 3.8 / 5
- 来源
- arXiv 人工智能预印本(Atom)(arXiv · INTL)
- 发布时间
- 2026-10-09 00:59
- 采集时间
- 2026-10-10 13:32
- 语言
- en
- 地域置信度
- 20%
- 原始链接
- https://arxiv.org/abs/2610.12313v1
- 内容指纹
- f03eaaba87860c3288c8c273cff30eff61802650129aed653159142451456523
AI 整理
分析于 2026-10-10 13:33(第 1 版,来源:offline)Large language model compliance systems are deployed on the assumption that a verdict depends on the regulatory rule it is given.We test this directly across five models and 20 regulatory and platform…
为什么值得关注:属于政府/政策信息,对教育或研究方向可能产生影响
趋势标签: rule model compliance verdict
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仅在合法且采集到正文时显示;否则请查看原文链接Large language model compliance systems are deployed on the assumption that a verdict depends on the regulatory rule it is given. We test this directly across five models and 20 regulatory and platform-policy domains: delete, swap, or negate the governing rule while holding the case fixed, and check whether the verdict changes (OCS) or the model's internal representation of compliance shifts at all (ICS-delta). Neither moves much: models' verdicts are often invariant to substantial perturbations of the supplied rule, and the guard model, evaluated here under a custom-rule adaptation of its native taxonomy, is the least rule-sensitive and least accurate of the five, barely above chance (51%, versus 90-92% for general-purpose models). This reflects easy cases more than blanket neglect: on cases where deleting the rule changes a previously correct model prediction, models do track it closely. Neither better prompting nor direct intervention on the model's internal representations closes this gap. Accuracy alone does not establish that a compliance verdict is grounded in the supplied rule.
事件演化
同一事件的后续报道、状态变化与版本记录
2026-10-09
首次出现
Verdict Without the Rule: Diagnosing and Auditing Regulatory Rule Sensitivity in LLM Compliance Systems
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